Policies

Associated Persons Regulatory and Training Forms available upon request.
Written Supervisory Procedures - Available upon request: 415-291-7300
VTtrader Pro Business Continuity Plan
VTrader Pro Disruption Emergency Contact List

VTrader Group is comprised of two entities, VTrader Pro, LLC, a proprietary professional and market making firm that is a registered Broker/Dealer, member of the CBOE, and an exempt pool under rule 4.13 of the C.F.T.C., and VT Brokers LLC, a registered FINRA Broker/Dealer. VTrader Pro, LLC does not solicit customer accounts and all traders must join our LLC as a member. Our firm and our network affiliates strongly recommend that all traders fully read and acknowledge all SEC and OCC risk disclosure statements available on SEC and OCC websites prior to engaging in any live trading activity and acquire a solid understanding of the risks inherent in active "day-trading". Before becoming a member of the LLC traders must sign an operating agreement and trade agreement that describe the risks inherent in joining the proprietary structure.

Risk Disclosure